CLO changes
Chief legal officer appointments and departures from SEC 8-K filings.
Updated Nov 5, 2026
CLO changes, last 12 months
68
Appointments
31
Departures
9
Other roles
Get new CLO changes by email
Appointments and departures per month
December 2025 to November 2026
| Month | Appointments | Departures |
|---|---|---|
| December 2025 | 0 | 0 |
| January 2026 | 0 | 0 |
| February 2026 | 0 | 0 |
| March 2026 | 0 | 0 |
| April 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| June 2026 | 0 | 0 |
| July 2026 | 0 | 0 |
| August 2026 | 7 | 3 |
| September 2026 | 14 | 0 |
| October 2026 | 7 | 5 |
| November 2026 | 3 | 1 |
Sectors with the most CLO changes
Last 12 months
| Sector | CLO changes |
|---|---|
| Software | 7 |
| Banking and finance | 2 |
| Biotechnology | 1 |
Filters
68 changes
| Filing date | Company | Person | Change | Effective date | Source |
|---|---|---|---|---|---|
| Nov 5, 2026 | EPLUS INC | Amanda Dupree | Appointed | Nov 27, 2026 | SEC 8-K |
| Nov 5, 2026 | GOODYEAR TIRE & RUBBER CO /OH/ | David E. Phillips | Appointed | Nov 1, 2026 | SEC 8-K |
| Nov 5, 2026 | WINNEBAGO INDUSTRIES INC | Stacy L. Bogart | Departed | Dec 31, 2026 | SEC 8-K |
| Nov 3, 2026 | Enovix Corp | Arthi Chakravarthy | Departed | Oct 30, 2026 | SEC 8-K |
| Nov 2, 2026 | TE Connectivity plc | John S. Jenkins, Jr. | Departed | Nov 9, 2026 | SEC 8-K |
| Nov 2, 2026 | TE Connectivity plc | Jennifer A. Johnson | Appointed | Nov 9, 2026 | SEC 8-K |
| Nov 2, 2026 | Valion Bio, Inc. | Melinda Lackey | Departed | Oct 30, 2026 | SEC 8-K |
| Oct 30, 2026 | BioXcel Therapeutics, Inc. | Javier Rodriguez | Departed | Oct 31, 2026 | SEC 8-K |
| Oct 30, 2026 | LendingTree, Inc. | Heather Novitsky | Departed | Dec 31, 2026 | SEC 8-K |
| Oct 23, 2026 | BuzzFeed, Inc. | David Arroyo | Departed | Nov 6, 2026 | SEC 8-K |
| Oct 21, 2026 | Dell Technologies Inc. | Richard Rothberg | Departed | Feb 1, 2027 | SEC 8-K |
| Oct 21, 2026 | Dell Technologies Inc. | Christopher Garcia | Appointed | Feb 1, 2027 | SEC 8-K |
| Oct 20, 2026 | Fox Corp | Adam Ciongoli | Departed | Dec 1, 2026 | SEC 8-K |
| Oct 20, 2026 | Fox Corp | Nicholas Trutanich | Appointed | Dec 1, 2026 | SEC 8-K |
| Oct 20, 2026 | Silvia, Inc. | Kyle Wood | Departed | n/a | SEC 8-K |
| Oct 15, 2026 | CARPENTER TECHNOLOGY CORP | James D. Dee | Departed | Dec 31, 2026 | SEC 8-K |
| Oct 15, 2026 | CARPENTER TECHNOLOGY CORP | Jed S. Freeman | Appointed | Jan 1, 2027 | SEC 8-K |
| Oct 14, 2026 | GREEN DOT CORP | Amy Pugh | Departed | Nov 2, 2026 | SEC 8-K |
| Oct 13, 2026 | DUOS TECHNOLOGIES GROUP, INC. | Matthew Polimeni | Appointed | Sep 8, 2026 | SEC 8-K |
| Oct 9, 2026 | HUBSPOT INC | Erika Fisher | Departed | Nov 6, 2026 | SEC 8-K |
Sort:Filing date ↓Company
- EPLUS INCAppointed
Amanda Dupree CLO
Filed Nov 5, 2026Effective Nov 27, 2026SEC 8-K
- GOODYEAR TIRE & RUBBER CO /OH/Appointed
David E. Phillips CLO
Filed Nov 5, 2026Effective Nov 1, 2026SEC 8-K
- WINNEBAGO INDUSTRIES INCDeparted
Stacy L. Bogart CLO
Filed Nov 5, 2026Effective Dec 31, 2026SEC 8-K
- Enovix CorpDeparted
Arthi Chakravarthy CLO
Filed Nov 3, 2026Effective Oct 30, 2026SEC 8-K
- TE Connectivity plcDeparted
John S. Jenkins, Jr. CLO
Filed Nov 2, 2026Effective Nov 9, 2026SEC 8-K
- TE Connectivity plcAppointed
Jennifer A. Johnson CLO
Filed Nov 2, 2026Effective Nov 9, 2026SEC 8-K
- Valion Bio, Inc.Departed
Melinda Lackey CLO
Filed Nov 2, 2026Effective Oct 30, 2026SEC 8-K
- BioXcel Therapeutics, Inc.Departed
Javier Rodriguez CLO
Filed Oct 30, 2026Effective Oct 31, 2026SEC 8-K
- LendingTree, Inc.Departed
Heather Novitsky CLO
Filed Oct 30, 2026Effective Dec 31, 2026SEC 8-K
- BuzzFeed, Inc.Departed
David Arroyo CLO
Filed Oct 23, 2026Effective Nov 6, 2026SEC 8-K
- Dell Technologies Inc.Departed
Richard Rothberg CLO
Filed Oct 21, 2026Effective Feb 1, 2027SEC 8-K
- Dell Technologies Inc.Appointed
Christopher Garcia CLO
Filed Oct 21, 2026Effective Feb 1, 2027SEC 8-K
- Fox CorpDeparted
Adam Ciongoli CLO
Filed Oct 20, 2026Effective Dec 1, 2026SEC 8-K
- Fox CorpAppointed
Nicholas Trutanich CLO
Filed Oct 20, 2026Effective Dec 1, 2026SEC 8-K
- Silvia, Inc.Departed
Kyle Wood CLO
Filed Oct 20, 2026SEC 8-K
- CARPENTER TECHNOLOGY CORPDeparted
James D. Dee CLO
Filed Oct 15, 2026Effective Dec 31, 2026SEC 8-K
- CARPENTER TECHNOLOGY CORPAppointed
Jed S. Freeman CLO
Filed Oct 15, 2026Effective Jan 1, 2027SEC 8-K
- GREEN DOT CORPDeparted
Amy Pugh CLO
Filed Oct 14, 2026Effective Nov 2, 2026SEC 8-K
- DUOS TECHNOLOGIES GROUP, INC.Appointed
Matthew Polimeni CLO
Filed Oct 13, 2026Effective Sep 8, 2026SEC 8-K
- HUBSPOT INCDeparted
Erika Fisher CLO
Filed Oct 9, 2026Effective Nov 6, 2026SEC 8-K