CLO changes
Chief legal officer appointments and departures from SEC 8-K filings.
Updated Nov 5, 2026
CLO changes, last 12 months
68
Appointments
31
Departures
9
Other roles
Get new CLO changes by email
Appointments and departures per month
December 2025 to November 2026
| Month | Appointments | Departures |
|---|---|---|
| December 2025 | 0 | 0 |
| January 2026 | 0 | 0 |
| February 2026 | 0 | 0 |
| March 2026 | 0 | 0 |
| April 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| June 2026 | 0 | 0 |
| July 2026 | 0 | 0 |
| August 2026 | 7 | 3 |
| September 2026 | 14 | 0 |
| October 2026 | 7 | 5 |
| November 2026 | 3 | 1 |
Sectors with the most CLO changes
Last 12 months
| Sector | CLO changes |
|---|---|
| Software | 7 |
| Banking and finance | 2 |
| Biotechnology | 1 |
Filters
68 changes
| Filing date | Company | Person | Change | Effective date | Source |
|---|---|---|---|---|---|
| Sep 21, 2026 | Coursera, Inc. | Tom Savage | Appointed | Sep 21, 2026 | SEC 8-K |
| Sep 21, 2026 | PACS Group, Inc. | John Mitchell | Departed | Sep 18, 2026 | SEC 8-K |
| Sep 16, 2026 | AECOM | Manav Kumar | Appointed | Oct 2, 2026 | SEC 8-K |
| Sep 14, 2026 | Sionna Therapeutics, Inc. | Jennifer Fitzpatrick | Appointed | Sep 16, 2026 | SEC 8-K |
| Sep 11, 2026 | TREDEGAR CORP | Kevin C. Donnelly | Departed | Oct 1, 2026 | SEC 8-K |
| Sep 10, 2026 | TWO HARBORS INVESTMENT CORP. | Rebecca Sandberg | Departed | Sep 4, 2026 | SEC 8-K |
| Sep 4, 2026 | Aedis Energy Inc. | Taliesin Durant | Departed | Sep 11, 2026 | SEC 8-K |
| Sep 4, 2026 | Bandwidth Inc. | R. Brandon Asbill | Departed | Dec 31, 2026 | SEC 8-K |
| Sep 4, 2026 | Bandwidth Inc. | Emily C. Harlan | Appointed | Sep 1, 2026 | SEC 8-K |
| Sep 4, 2026 | Bandwidth Inc. | R. Brandon Asbill | Role change | Aug 31, 2026 | SEC 8-K |
| Sep 4, 2026 | CROWN HOLDINGS, INC. | Adam Dickstein | Departed | Dec 31, 2026 | SEC 8-K |
| Sep 3, 2026 | UiPath, Inc. | Brad Brubaker | Appointed | Sep 3, 2026 | SEC 8-K |
| Sep 3, 2026 | Vaxcyte, Inc. | David McAvoy | Appointed | Aug 31, 2026 | SEC 8-K |
| Sep 2, 2026 | ASSOCIATED BANC-CORP | Randall J. Erickson | Departed | Oct 13, 2026 | SEC 8-K |
| Sep 2, 2026 | Liberty Capital Corp/NV | Philip J. Boeckman | Appointed | Oct 1, 2026 | SEC 8-K |
| Sep 2, 2026 | Liberty Media Corp | Philip J. Boeckman | Appointed | Oct 1, 2026 | SEC 8-K |
| Aug 28, 2026 | HYCROFT MINING HOLDING CORP | Rebecca A. Jennings | Appointed | Aug 27, 2026 | SEC 8-K |
| Aug 28, 2026 | Outset Medical, Inc. | John Brottem | Departed | Sep 11, 2026 | SEC 8-K |
| Aug 12, 2026 | Centuri Holdings, Inc. | Danielle Hunter | Appointed | Aug 12, 2026 | SEC 8-K |
| Aug 12, 2026 | Reddit, Inc. | Benjamin Lee | Departed | Sep 14, 2026 | SEC 8-K |
Sort:Filing date ↓Company
- Coursera, Inc.Appointed
Tom Savage CLO
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K
- PACS Group, Inc.Departed
John Mitchell CLO
Filed Sep 21, 2026Effective Sep 18, 2026SEC 8-K
- AECOMAppointed
Manav Kumar CLO
Filed Sep 16, 2026Effective Oct 2, 2026SEC 8-K
- Sionna Therapeutics, Inc.Appointed
Jennifer Fitzpatrick CLO
Filed Sep 14, 2026Effective Sep 16, 2026SEC 8-K
- TREDEGAR CORPDeparted
Kevin C. Donnelly CLO
Filed Sep 11, 2026Effective Oct 1, 2026SEC 8-K
- TWO HARBORS INVESTMENT CORP.Departed
Rebecca Sandberg CLO
Filed Sep 10, 2026Effective Sep 4, 2026SEC 8-K
- Aedis Energy Inc.Departed
Taliesin Durant CLO
Filed Sep 4, 2026Effective Sep 11, 2026SEC 8-K
- Bandwidth Inc.Departed
R. Brandon Asbill CLO
Filed Sep 4, 2026Effective Dec 31, 2026SEC 8-K
- Bandwidth Inc.Appointed
Emily C. Harlan CLO
Filed Sep 4, 2026Effective Sep 1, 2026SEC 8-K
- Bandwidth Inc.Role change
R. Brandon Asbill CLO
Filed Sep 4, 2026Effective Aug 31, 2026SEC 8-K
- CROWN HOLDINGS, INC.Departed
Adam Dickstein CLO
Filed Sep 4, 2026Effective Dec 31, 2026SEC 8-K
- UiPath, Inc.Appointed
Brad Brubaker CLO
Filed Sep 3, 2026Effective Sep 3, 2026SEC 8-K
- Vaxcyte, Inc.Appointed
David McAvoy CLO
Filed Sep 3, 2026Effective Aug 31, 2026SEC 8-K
- ASSOCIATED BANC-CORPDeparted
Randall J. Erickson CLO
Filed Sep 2, 2026Effective Oct 13, 2026SEC 8-K
- Liberty Capital Corp/NVAppointed
Philip J. Boeckman CLO
Filed Sep 2, 2026Effective Oct 1, 2026SEC 8-K
- Liberty Media CorpAppointed
Philip J. Boeckman CLO
Filed Sep 2, 2026Effective Oct 1, 2026SEC 8-K
- HYCROFT MINING HOLDING CORPAppointed
Rebecca A. Jennings CLO
Filed Aug 28, 2026Effective Aug 27, 2026SEC 8-K
- Outset Medical, Inc.Departed
John Brottem CLO
Filed Aug 28, 2026Effective Sep 11, 2026SEC 8-K
- Centuri Holdings, Inc.Appointed
Danielle Hunter CLO
Filed Aug 12, 2026Effective Aug 12, 2026SEC 8-K
- Reddit, Inc.Departed
Benjamin Lee CLO
Filed Aug 12, 2026Effective Sep 14, 2026SEC 8-K