CLO changes
Chief legal officer appointments and departures from SEC 8-K filings.
Updated Nov 5, 2026
CLO changes, last 12 months
68
Appointments
31
Departures
9
Other roles
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Appointments and departures per month
December 2025 to November 2026
| Month | Appointments | Departures |
|---|---|---|
| December 2025 | 0 | 0 |
| January 2026 | 0 | 0 |
| February 2026 | 0 | 0 |
| March 2026 | 0 | 0 |
| April 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| June 2026 | 0 | 0 |
| July 2026 | 0 | 0 |
| August 2026 | 7 | 3 |
| September 2026 | 14 | 0 |
| October 2026 | 7 | 5 |
| November 2026 | 3 | 1 |
Sectors with the most CLO changes
Last 12 months
| Sector | CLO changes |
|---|---|
| Software | 7 |
| Banking and finance | 2 |
| Biotechnology | 1 |
Filters
68 changes
| Filing date | Company | Person | Change | Effective date | Source |
|---|---|---|---|---|---|
| Sep 4, 2026 | Bandwidth Inc. | R. Brandon Asbill | Role change | Aug 31, 2026 | SEC 8-K |
| Sep 4, 2026 | CROWN HOLDINGS, INC. | Adam Dickstein | Departed | Dec 31, 2026 | SEC 8-K |
| Sep 10, 2026 | TWO HARBORS INVESTMENT CORP. | Rebecca Sandberg | Departed | Sep 4, 2026 | SEC 8-K |
| Sep 11, 2026 | TREDEGAR CORP | Kevin C. Donnelly | Departed | Oct 1, 2026 | SEC 8-K |
| Sep 14, 2026 | Sionna Therapeutics, Inc. | Jennifer Fitzpatrick | Appointed | Sep 16, 2026 | SEC 8-K |
| Sep 16, 2026 | AECOM | Manav Kumar | Appointed | Oct 2, 2026 | SEC 8-K |
| Sep 21, 2026 | Coursera, Inc. | Tom Savage | Appointed | Sep 21, 2026 | SEC 8-K |
| Sep 21, 2026 | PACS Group, Inc. | John Mitchell | Departed | Sep 18, 2026 | SEC 8-K |
| Sep 22, 2026 | ASSOCIATED BANC-CORP | Randall J. Erickson | Departed | Oct 13, 2026 | SEC 8-K |
| Sep 22, 2026 | FISERV INC | Adam L. Rosman | Departed | Sep 30, 2026 | SEC 8-K |
| Sep 22, 2026 | FISERV INC | Eric C. Nelson | Appointed | Oct 1, 2026 | SEC 8-K |
| Sep 22, 2026 | HOULIHAN LOKEY, INC. | Christopher M. Crain | Departed | Sep 16, 2026 | SEC 8-K |
| Sep 22, 2026 | HOULIHAN LOKEY, INC. | Prabha Sipi Bhandari | Appointed | Sep 16, 2026 | SEC 8-K |
| Sep 22, 2026 | MSG Knickerbockers Corp. | Jamaal T. Lesane | Appointed | Sep 21, 2026 | SEC 8-K |
| Sep 23, 2026 | EDGEWELL PERSONAL CARE Co | LaTanya Langley | Appointed | Oct 1, 2026 | SEC 8-K |
| Sep 25, 2026 | Teladoc Health, Inc. | Adam C. Vandervoort | Departed | Nov 1, 2026 | SEC 8-K |
| Sep 25, 2026 | Teladoc Health, Inc. | Jonathan Dorfman | Appointed | n/a | SEC 8-K |
| Sep 30, 2026 | DigitalBridge Group, Inc. | Geoffrey Goldschein | Appointed | n/a | SEC 8-K |
| Oct 1, 2026 | Flutter Entertainment plc | Don Liu | Departed | Sep 30, 2026 | SEC 8-K |
| Oct 1, 2026 | Flutter Entertainment plc | Edward Traynor | Appointed | Oct 1, 2026 | SEC 8-K |
Sort:Filing date ↑Company
- Bandwidth Inc.Role change
R. Brandon Asbill CLO
Filed Sep 4, 2026Effective Aug 31, 2026SEC 8-K
- CROWN HOLDINGS, INC.Departed
Adam Dickstein CLO
Filed Sep 4, 2026Effective Dec 31, 2026SEC 8-K
- TWO HARBORS INVESTMENT CORP.Departed
Rebecca Sandberg CLO
Filed Sep 10, 2026Effective Sep 4, 2026SEC 8-K
- TREDEGAR CORPDeparted
Kevin C. Donnelly CLO
Filed Sep 11, 2026Effective Oct 1, 2026SEC 8-K
- Sionna Therapeutics, Inc.Appointed
Jennifer Fitzpatrick CLO
Filed Sep 14, 2026Effective Sep 16, 2026SEC 8-K
- AECOMAppointed
Manav Kumar CLO
Filed Sep 16, 2026Effective Oct 2, 2026SEC 8-K
- Coursera, Inc.Appointed
Tom Savage CLO
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K
- PACS Group, Inc.Departed
John Mitchell CLO
Filed Sep 21, 2026Effective Sep 18, 2026SEC 8-K
- ASSOCIATED BANC-CORPDeparted
Randall J. Erickson CLO
Filed Sep 22, 2026Effective Oct 13, 2026SEC 8-K
- FISERV INCDeparted
Adam L. Rosman CLO
Filed Sep 22, 2026Effective Sep 30, 2026SEC 8-K
- FISERV INCAppointed
Eric C. Nelson CLO
Filed Sep 22, 2026Effective Oct 1, 2026SEC 8-K
- HOULIHAN LOKEY, INC.Departed
Christopher M. Crain CLO
Filed Sep 22, 2026Effective Sep 16, 2026SEC 8-K
- HOULIHAN LOKEY, INC.Appointed
Prabha Sipi Bhandari CLO
Filed Sep 22, 2026Effective Sep 16, 2026SEC 8-K
- MSG Knickerbockers Corp.Appointed
Jamaal T. Lesane CLO
Filed Sep 22, 2026Effective Sep 21, 2026SEC 8-K
- EDGEWELL PERSONAL CARE CoAppointed
LaTanya Langley CLO
Filed Sep 23, 2026Effective Oct 1, 2026SEC 8-K
- Teladoc Health, Inc.Departed
Adam C. Vandervoort CLO
Filed Sep 25, 2026Effective Nov 1, 2026SEC 8-K
- Teladoc Health, Inc.Appointed
Jonathan Dorfman CLO
Filed Sep 25, 2026SEC 8-K
- DigitalBridge Group, Inc.Appointed
Geoffrey Goldschein CLO
Filed Sep 30, 2026SEC 8-K
- Flutter Entertainment plcDeparted
Don Liu CLO
Filed Oct 1, 2026Effective Sep 30, 2026SEC 8-K
- Flutter Entertainment plcAppointed
Edward Traynor CLO
Filed Oct 1, 2026Effective Oct 1, 2026SEC 8-K