Leadership changes
Executive appointments and departures from SEC 8-K filings, updated within hours of each filing.
Updated Nov 6, 2026
Changes, November 2026
292
Appointments
147
Departures
32
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3,404 changes
| Filing date | Company | Person | Role | Change | Effective date | Source |
|---|---|---|---|---|---|---|
| Sep 18, 2026 | SARATOGA INVESTMENT CORP. | Henri J. Steenkamp | Chief Financial Officer, Chief Compliance Officer, Treasurer and SecretaryCFO | Departed | Oct 31, 2026 | SEC 8-K |
| Sep 18, 2026 | SARATOGA INVESTMENT CORP. | Christine Ramdihal | Chief Accounting Officer and TreasurerChief Accounting Officer and Treasurer | Appointed | Oct 31, 2026 | SEC 8-K |
| Sep 18, 2026 | SARATOGA INVESTMENT CORP. | Rochelle Kracoff | Chief Compliance Officer and SecretaryChief Compliance Officer and Secretary | Appointed | Oct 31, 2026 | SEC 8-K |
| Sep 18, 2026 | Seer, Inc. | David Horn | President, Chief Financial Officer and TreasurerPresident | Departed | Oct 1, 2026 | SEC 8-K |
| Sep 18, 2026 | Seer, Inc. | Omid Farokhzad, M.D. | PresidentPresident | Appointed | Oct 1, 2026 | SEC 8-K |
| Sep 18, 2026 | Seer, Inc. | Charles Endweiss | TreasurerTreasurer | Appointed | Oct 1, 2026 | SEC 8-K |
| Sep 18, 2026 | SMITH MICRO SOFTWARE, INC. | William W. Smith, Jr. | President and Chief Executive OfficerCEO | Appointed | n/a | SEC 8-K |
| Sep 18, 2026 | SMITH MICRO SOFTWARE, INC. | Timothy C. Huffmyer | President and CEOCEO | Departed | Sep 17, 2026 | SEC 8-K |
| Sep 18, 2026 | Third Coast Bancshares, Inc. | Jeffrey A. Wilkinson | member of the Board of Directorsmember of the Board of Directors | Departed | Sep 17, 2026 | SEC 8-K |
| Sep 18, 2026 | UNIVERSAL CORP /VA/ | J. Patrick O’Keefe | Vice President, IngredientsVice President, Ingredients | Departed | Sep 15, 2026 | SEC 8-K |
| Sep 18, 2026 | VALERO ENERGY CORP/TX | Matthew Audette | member of the Boardmember of the Board | Appointed | Sep 17, 2026 | SEC 8-K |
| Sep 21, 2026 | Algorhythm Holdings, Inc. | Andrew Thompson | Chief Executive OfficerCEO | Appointed | Sep 15, 2026 | SEC 8-K |
| Sep 21, 2026 | Algorhythm Holdings, Inc. | Ryan J. Smith | Chief Operating OfficerCOO | Appointed | Sep 15, 2026 | SEC 8-K |
| Sep 21, 2026 | Algorhythm Holdings, Inc. | Andre | Chief Financial OfficerCFO | Departed | n/a | SEC 8-K |
| Sep 21, 2026 | AMERICAN SUPERCONDUCTOR CORP /DE/ | Barbara G. Littlefield | DirectorDirector | Departed | Sep 18, 2026 | SEC 8-K |
| Sep 21, 2026 | Avantor, Inc. | Todd Garner | Executive Vice President and Chief Financial OfficerCFO | Appointed | Sep 21, 2026 | SEC 8-K |
| Sep 21, 2026 | Avantor, Inc. | Todd Garner | Executive Vice President and Chief Financial OfficerCFO | Appointed | Sep 21, 2026 | SEC 8-K |
| Sep 21, 2026 | Baldwin Insurance Group, Inc. | Corbyn Lichon | Chief Accounting OfficerChief Accounting Officer | Role change | Sep 21, 2026 | SEC 8-K |
| Sep 21, 2026 | Baldwin Insurance Group, Inc. | Johnathan Daniel | interim Chief Accounting Officerinterim Chief Accounting Officer | Departed | Sep 21, 2026 | SEC 8-K |
| Sep 21, 2026 | Beacon Financial Corp | Paul A. Perrault | President and Chief Executive OfficerCEO | Departed | Sep 21, 2026 | SEC 8-K |
- SARATOGA INVESTMENT CORP.Departed
Henri J. Steenkamp CFO
Filed Sep 18, 2026Effective Oct 31, 2026SEC 8-K
- SARATOGA INVESTMENT CORP.Appointed
Christine Ramdihal Chief Accounting Officer and Treasurer
Filed Sep 18, 2026Effective Oct 31, 2026SEC 8-K
- SARATOGA INVESTMENT CORP.Appointed
Rochelle Kracoff Chief Compliance Officer and Secretary
Filed Sep 18, 2026Effective Oct 31, 2026SEC 8-K
- Seer, Inc.Departed
David Horn President
Filed Sep 18, 2026Effective Oct 1, 2026SEC 8-K
- Seer, Inc.Appointed
Omid Farokhzad, M.D. President
Filed Sep 18, 2026Effective Oct 1, 2026SEC 8-K
- Seer, Inc.Appointed
Charles Endweiss Treasurer
Filed Sep 18, 2026Effective Oct 1, 2026SEC 8-K
- SMITH MICRO SOFTWARE, INC.Appointed
William W. Smith, Jr. CEO
Filed Sep 18, 2026SEC 8-K
- SMITH MICRO SOFTWARE, INC.Departed
Timothy C. Huffmyer CEO
Filed Sep 18, 2026Effective Sep 17, 2026SEC 8-K
- Third Coast Bancshares, Inc.Departed
Jeffrey A. Wilkinson member of the Board of Directors
Filed Sep 18, 2026Effective Sep 17, 2026SEC 8-K
- UNIVERSAL CORP /VA/Departed
J. Patrick O’Keefe Vice President, Ingredients
Filed Sep 18, 2026Effective Sep 15, 2026SEC 8-K
- VALERO ENERGY CORP/TXAppointed
Matthew Audette member of the Board
Filed Sep 18, 2026Effective Sep 17, 2026SEC 8-K
- Algorhythm Holdings, Inc.Appointed
Andrew Thompson CEO
Filed Sep 21, 2026Effective Sep 15, 2026SEC 8-K
- Algorhythm Holdings, Inc.Appointed
Ryan J. Smith COO
Filed Sep 21, 2026Effective Sep 15, 2026SEC 8-K
- Algorhythm Holdings, Inc.Departed
Andre CFO
Filed Sep 21, 2026SEC 8-K
Barbara G. Littlefield Director
Filed Sep 21, 2026Effective Sep 18, 2026SEC 8-K
- Avantor, Inc.Appointed
Todd Garner CFO
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K
- Avantor, Inc.Appointed
Todd Garner CFO
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K
- Baldwin Insurance Group, Inc.Role change
Corbyn Lichon Chief Accounting Officer
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K
- Baldwin Insurance Group, Inc.Departed
Johnathan Daniel interim Chief Accounting Officer
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K
- Beacon Financial CorpDeparted
Paul A. Perrault CEO
Filed Sep 21, 2026Effective Sep 21, 2026SEC 8-K