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TOP Financial Group Ltd

Public company
Headquarters
HOUSTON, Texas
Ticker
TOP
CIK
0001848275

WARN notices since 2024

0
None on record

Workers affected since 2024

0
Across 0 notices

Executive changes, last 12 months

5
3 appointments, 2 departures

Last event

Oct 9, 2026
Executive appointmentindependent director appointed: Dean Huge

Workers affected over time

Cumulative workers in WARN notices since 2024

Not enough notices to chart yet.

Leadership

Role and personSinceChange
independent directorDean HugeOct 9, 2026Appointed
executive directorYuli YanOct 9, 2026Appointed
directorKa Fai YuenSep 21, 2026Departed
COOHoi Ling Jennifer TamSep 21, 2026Departed

Related companies

Same industry and state, with recent events.

  1. Executive appointment

    independent director appointed: Dean Huge

    Dean Huge was named independent director of TOP Financial Group Ltd, effective October 8, 2026. The company reported the change in an 8-K that cites Item 5.02.

    Role: independent director

    Source: SEC 8-K, filed Oct 9, 2026

  2. Executive appointment

    executive director appointed: Yuli Yan

    Yuli Yan was named executive director of TOP Financial Group Ltd, effective October 8, 2026. The company reported the change in an 8-K that cites Item 5.02.

    Role: executive director

    Source: SEC 8-K, filed Oct 9, 2026

  3. Executive departure

    director departs: Ka Fai Yuen

    Ka Fai Yuen, director of TOP Financial Group Ltd, resigns the role, effective September 21, 2026. The company reported the change in an 8-K that cites Item 5.02.

    Role: director

    Source: SEC 8-K, filed Sep 21, 2026

  4. Executive departure

    COO departs: Hoi Ling Jennifer Tam

    Hoi Ling Jennifer Tam, Chief Operating Officer of TOP Financial Group Ltd, resigns the role, effective September 21, 2026. The company reported the change in an 8-K that cites Item 5.02.

    Role: Chief Operating Officer

    Source: SEC 8-K, filed Sep 21, 2026

  5. Executive appointment

    director appointed: Hoi Ling Jennifer Tam

    Hoi Ling Jennifer Tam was named director of TOP Financial Group Ltd, effective September 21, 2026. The company reported the change in an 8-K that cites Item 5.02.

    Role: director

    Source: SEC 8-K, filed Sep 21, 2026

Last verified Nov 8, 2026