TOP Financial Group Ltd
Public company- Headquarters
- HOUSTON, Texas
- Ticker
- TOP
- CIK
- 0001848275
WARN notices since 2024
Workers affected since 2024
Executive changes, last 12 months
Last event
Workers affected over time
Cumulative workers in WARN notices since 2024
Not enough notices to chart yet.
Leadership
| Role and person | Since | Change |
|---|---|---|
| independent directorDean Huge | Oct 9, 2026 | Appointed |
| executive directorYuli Yan | Oct 9, 2026 | Appointed |
| directorKa Fai Yuen | Sep 21, 2026 | Departed |
| COOHoi Ling Jennifer Tam | Sep 21, 2026 | Departed |
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- Executive appointment
independent director appointed: Dean Huge
Dean Huge was named independent director of TOP Financial Group Ltd, effective October 8, 2026. The company reported the change in an 8-K that cites Item 5.02.
Source: SEC 8-K, filed Oct 9, 2026Role: independent director
- Executive appointment
executive director appointed: Yuli Yan
Yuli Yan was named executive director of TOP Financial Group Ltd, effective October 8, 2026. The company reported the change in an 8-K that cites Item 5.02.
Source: SEC 8-K, filed Oct 9, 2026Role: executive director
- Executive departure
director departs: Ka Fai Yuen
Ka Fai Yuen, director of TOP Financial Group Ltd, resigns the role, effective September 21, 2026. The company reported the change in an 8-K that cites Item 5.02.
Source: SEC 8-K, filed Sep 21, 2026Role: director
- Executive departure
COO departs: Hoi Ling Jennifer Tam
Hoi Ling Jennifer Tam, Chief Operating Officer of TOP Financial Group Ltd, resigns the role, effective September 21, 2026. The company reported the change in an 8-K that cites Item 5.02.
Source: SEC 8-K, filed Sep 21, 2026Role: Chief Operating Officer
- Executive appointment
director appointed: Hoi Ling Jennifer Tam
Hoi Ling Jennifer Tam was named director of TOP Financial Group Ltd, effective September 21, 2026. The company reported the change in an 8-K that cites Item 5.02.
Source: SEC 8-K, filed Sep 21, 2026Role: director
Last verified Nov 8, 2026